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Laura has nearly 20 years of internal audit, regulatory compliance advisory and remediation experience, both from in-house roles as well as professional services. Having studied law her area of expertise is regulatory compliance, in particular financial crime, such as anti-bribery/anti-corruption, fraud and sanctions.
Laura worked with clients across the world to either design and implement compliance and risk frameworks in response to a new regulatory requirement or in response to a regulatory investigation or after an enforcement action including supporting the appointed monitor. She also used her knowledge to support the UK Ministry of Justice with writing the Guidance for the UK Bribery Act 2010.
The services Laura offer range from risk management to control design, implementation and monitoring plans. She also frequently works on monitoring assignments of third parties, for example where these are an Associated Person.
Laura’s experience includes:
- Compliance investigation / remediation / assurance.
- Working for a US listed but German headquatered multinational business Laura led the assessment of the control framework in relation to its effectiveness to prevent future violations of the FCPA.
- Led the remediation work for a large UK based Pharmaceutical company after an enforcement action by the SEC and the appointment of a Monitor.
- Proactive compliance monitoring reviews to assess a company’s compliance with relevant laws and regulations.
- Compliance & regulatory advisory: compliance program maturity assessments, enhancements, fraud / tax evasion / anti-corruption and anti-bribery risk assessment, third party due diligence risk management and provision of training.